Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Harris is a financial professional with over 16 years of experience in the industry. Elizabeth is currently registered with Natwest Markets Securities Inc. in Connecticut. Elizabeth has passed the Series 7, Series 63, and SIE exams. Elizabeth was previously registered with HSBC Securities (USA) Inc. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
06/26/2023 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
07/27/2007 - 07/03/2023
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 08/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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