Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Han is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in SEAL BEACH, CA. Elizabeth has over 7 years of experience in the financial services industry. She is a Series 7TO, Series 6, Series 63 and Series 66 licensed advisor. Elizabeth holds a FINRA approved registration with Merrill Lynch, Pierce, Fenner & Smith Inc. She has been registered with the SEC since 2015. Elizabeth's specialties include portfolio management for individuals, businesses and pension consulting. Elizabeth has a strong understanding of financial markets and investment strategies. She is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/20/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SEAL BEACH CA)
CA
05/12/2020 - 06/17/2021
CETERA INVESTMENT SERVICES LLC (LOS ANGELES CA)
NY
01/30/2015 - 12/19/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/01/2012 - 07/16/2013
J.P. MORGAN SECURITIES LLC (FRESH MEADOWS NY)
NY
04/05/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FRESH MEADOWS NY)
BOTH
Issued 08/10/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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