Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Haas Poplin is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Elizabeth has been in the securities industry for over 20 years and has a wide range of experience in providing financial advice and investment management services. Elizabeth holds the Series 7, 31, and 66 securities licenses. Elizabeth's current practice is focused on providing investment advisory services to individuals, corporations, and charitable organizations. Elizabeth's previous employment includes Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
11/28/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRANKLIN TN)
IL
04/02/2007 - 12/02/2008
MORGAN STANLEY & CO. INCORPORATED (RIVERWOODS IL)
IL
11/15/2001 - 04/02/2007
MORGAN STANLEY DW INC. (RIVERWOODS IL)
BOTH
Issued 12/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 11/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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