Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Ferguson is a financial advisor with over 30 years of experience in the financial services industry. Elizabeth is currently registered with Hornor, Townsend & Kent, LLC, a firm with over 400 registered representatives and over $6 billion in regulatory assets under management. Elizabeth is a Series 7, Series 6, Series 24, and Series 63 licensed financial professional. Elizabeth specializes in investment advice and portfolio management for high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
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2
NC
03/22/2007 - Present
Hornor, Townsend & Kent, LLC (GREENSBORO NC)
NC
08/06/2004 - 03/29/2007
1717 CAPITAL MANAGEMENT COMPANY (CHARLOTTE NC)
NY
02/16/1990 - 08/06/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
02/16/1990 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
BC
Issued 02/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/15/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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