Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Norman is a financial advisor with over 30 years of experience in the financial services industry. Elizabeth has worked with LPL Financial LLC since 2017, and prior to that, worked with National Planning Corporation, FFP Securities, Inc, IFG Network Securities, Inc, Keogler, Morgan & Company, Inc., Transamerica Financial Resources, Inc., Transamerica Securities Sales Corporation and Waddell & Reed, Inc. Elizabeth holds FINRA Series 7, 22, 24, 31, 51, 63 and 65 licenses as well as multiple state registrations. Elizabeth provides financial planning, portfolio management, and consulting services to a variety of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/29/2017 - Present
LPL Financial LLC (BREA CA)
CA
10/27/2000 - 11/29/2017
NATIONAL PLANNING CORPORATION (BREA CA)
MO
10/30/1996 - 10/30/2000
FFP SECURITIES, INC. (CHESTERFIELD MO)
GA
01/23/1996 - 10/31/1996
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
GA
12/05/1990 - 01/24/1996
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
CA
04/17/1989 - 12/11/1990
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
04/17/1989 - 12/11/1990
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NA
05/11/1984 - 04/05/1989
WADDELL & REED, INC.
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/29/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/02/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/10/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
Not sure Elizabeth Norman is the right advisor for you? Invested Better is here to help.
