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Elizabeth Frances Grosch

Wells Fargo Securities, LLC

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About Elizabeth Frances Grosch

Elizabeth Grosch is a financial professional with Wells Fargo Securities, LLC. Elizabeth has been in the industry since September 24, 2019, and holds the Series 63, 79TO, and SIE licenses. Elizabeth is registered to provide investment advice in 53 states and is also a FINRA registered representative. Prior to joining Wells Fargo Securities, LLC, Elizabeth worked at BOFA SECURITIES, INC. in Los Angeles, California.

Firm Information

Elizabeth Grosch is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Grosch’s Registration & Firm History

NY

10/05/2023 - Present

Wells Fargo Securities, LLC (New York NY)

CA

08/15/2019 - 08/24/2023

BOFA SECURITIES, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 08/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/15/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/15/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Frances Grosch.
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