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Elizabeth Farringer Kartman

Nylife Securities LLC

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About Elizabeth Farringer Kartman

Elizabeth Kartman is a financial advisor with over 37 years of experience in the industry. Elizabeth is currently registered with Nylife Securities LLC and has held licenses in 8 states. She has a broad range of experience in the financial industry, including direct participation programs and investment company products.

Firm Information

Elizabeth Kartman is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Kartman’s Registration & Firm History

WA

04/25/1984 - Present

Nylife Securities LLC (OLYMPIA WA)

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Licenses & Designations

BC

Issued 04/17/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 04/23/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Elizabeth Farringer Kartman. Review regulatory record here.
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