Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Farrar Thompson is a financial professional with over 15 years of experience in the industry. She is currently registered with Safra Securities LLC and has previously held positions with UBS Financial Services Inc., Morgan Stanley, Boenning & Scattergood, Inc., and Janney Montgomery Scott LLC. Elizabeth holds both Series 7 and Series 66 licenses, and is registered in several states across the United States. She is also a graduate of the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/03/2023 - Present
Safra Securities LLC (Palm Beach FL)
FL
02/16/2016 - 11/14/2022
UBS FINANCIAL SERVICES INC. (Miami FL)
PA
02/21/2013 - 02/19/2016
MORGAN STANLEY (WEST CONSHOHOCKEN PA)
PA
03/05/2008 - 06/30/2011
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
PA
08/16/2005 - 04/10/2007
JANNEY MONTGOMERY SCOTT LLC (RADNOR PA)
BOTH
Issued 05/03/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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