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Elizabeth F Sullivan

Prudential Annuities Distributors, Inc.

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About Elizabeth F Sullivan

Elizabeth Sullivan is a financial advisor with Prudential Annuities Distributors, Inc. Elizabeth has over 25 years of experience in the financial services industry. Elizabeth is registered with the state of Connecticut. Elizabeth has her Series 6, 26, and 63 licenses. Elizabeth also holds the SIE designation. Prior to joining Prudential Annuities Distributors, Inc., Elizabeth worked at PRUCO SECURITIES, LLC., HARTFORD INVESTMENT FINANCIAL SERVICES, LLC, HARTFORD SECURITIES DISTRIBUTION COMPANY, INC., HARTFORD EQUITY SALES COMPANY INC., HARTFORD LIFE DISTRIBUTORS, LLC, MML INVESTORS SERVICES, INC., MML DISTRIBUTORS, LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Elizabeth Sullivan is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Sullivan’s Registration & Firm History

CT

06/27/2018 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

CT

01/03/2013 - 03/23/2022

PRUCO SECURITIES, LLC. (SIMSBURY CT)

PA

04/15/2011 - 01/03/2013

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)

CT

04/15/2011 - 01/03/2013

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)

CT

04/07/2011 - 01/03/2013

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

CT

04/15/2011 - 12/31/2012

HARTFORD LIFE DISTRIBUTORS, LLC (SIMSBURY CT)

CT

08/13/2008 - 03/30/2010

MML INVESTORS SERVICES, INC. (ENFIELD CT)

CT

07/15/2008 - 03/30/2010

MML DISTRIBUTORS, LLC (ENFIELD CT)

CT

02/21/2002 - 06/14/2007

MML DISTRIBUTORS, LLC (ENFIELD CT)

NY

12/10/1992 - 11/09/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/27/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth F Sullivan.
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