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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Erwin Cummins is a financial advisor registered with Morgan Stanley. Elizabeth has been in the industry since August 2002. Elizabeth is also registered with Sanders Morris Harris Inc. in the state of Texas, and previously worked with Safe Harbor Securities, Inc. in New York, as well as E*TRADE PROFESSIONAL TRADING, LLC, and TRADESCAPE.COM SECURITIES, LLC. Elizabeth has a combined total of 53 state registrations, including Texas. Elizabeth has experience working with high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
02/21/2012 - Present
Morgan Stanley (Austin TX)
TX
03/04/2011 - 12/12/2011
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
NY
05/25/2004 - 04/18/2005
SAFE HARBOR SECURITIES, INC. (NEW YORK NY)
NY
12/20/1995 - 10/16/2003
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
NY
10/16/1998 - 01/25/2001
TRADESCAPE.COM SECURITIES, LLC (NEW YORK NY)
BOTH
Issued 08/26/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/23/2004
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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