Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Backes is an active financial advisor with over 17 years of experience in the industry. Elizabeth currently works for Principal Securities, Inc. and is registered with FINRA and the state of Iowa. Prior to joining Principal Securities, Inc., Elizabeth worked for MML Investors Services, LLC. and ASCENSUS FINANCIAL SERVICES, LLC. Elizabeth is licensed to sell securities in Iowa, Minnesota, North Dakota, South Dakota and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MN
02/03/2022 - Present
Principal Securities, Inc. (MINNEAPOLIS MN)
MN
03/26/2018 - 03/09/2020
MML INVESTORS SERVICES, LLC (Minneapolis MN)
MN
08/16/2016 - 11/22/2017
ASCENSUS FINANCIAL SERVICES, LLC. (Brainerd MN)
TN
07/10/2012 - 06/26/2013
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
NY
11/18/2003 - 05/11/2012
ING FINANCIAL ADVISERS, LLC (NEW YORK NY)
MA
01/23/1996 - 06/16/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/23/1996 - 06/16/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 10/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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