Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Elliott is a securities professional with over 12 years of experience in the financial industry. She is currently registered with Cantor Fitzgerald & Co. and is licensed to conduct business in several states, including Massachusetts, New York, California, and Illinois. Elizabeth has held previous roles at Seaport Global Securities LLC, BNP Paribas Securities Corp., Barclays Capital Inc., and Lehman Brothers Inc. She holds the Series 7 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
09/03/2024 - Present
Cantor Fitzgerald & Co. (BOSTON MA)
MA
05/15/2017 - 06/27/2024
SEAPORT GLOBAL SECURITIES LLC (BOSTON MA)
NY
08/05/2015 - 04/12/2017
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
09/22/2008 - 02/13/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/12/2008 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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