Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Ellen Smith is a financial advisor with Planmember Securities Corp., She has been in the industry since August 1995. Elizabeth has experience working with high net worth individuals, corporations or other businesses, pension and profit-sharing plans, charitable organizations, and individuals other than high net worth. She holds licenses for Series 6, 7, 26, and 63 and 66. Elizabeth is also registered in Arizona, California, Florida, New Mexico, Oregon and Washington. Elizabeth is a professional representative for Cornerstone Financial Planning Group LLC. She has been affiliated with Allstate Financial Services, LLC, CUNA Brokerage Services, Inc, Waddell & Reed, Inc, U.S. BANCORP INVESTMENTS, INC. and U.S. BANCORP SECURITIES. Elizabeth works with clients across various industries.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/23/2021 - Present
Planmember Securities Corp. (CARPINTERIA CA)
OR
05/05/2006 - 12/31/2021
ALLSTATE FINANCIAL SERVICES, LLC (REDMOND OR)
OR
01/15/2002 - 05/10/2006
CUNA BROKERAGE SERVICES, INC. (BEAVERTON OR)
KS
03/13/2001 - 12/20/2001
WADDELL & REED, INC. (OVERLAND PARK KS)
MN
04/23/1998 - 03/09/2001
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
09/03/1997 - 03/26/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
OR
01/22/1996 - 09/03/1997
U.S. BANCORP SECURITIES (PORTLAND OR)
SD
07/18/1995 - 12/17/1995
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
IN
03/16/1995 - 05/19/1995
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
03/16/1995 - 05/19/1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 01/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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