Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Stobbs is a financial advisor who has been in the industry since 1991. Currently, Elizabeth is a Registered Representative with Northern Trust Securities, Inc. Elizabeth has held previous roles at several other firms including Hilltop Securities Inc., Sterne, Agee & Leach, Inc., Cabrera Capital Markets, Inc., and Jefferies & Company, Inc. Elizabeth holds the Series 7, Series 24, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
01/06/2022 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
IL
09/21/2007 - 08/17/2018
HILLTOP SECURITIES INC. (CHICAGO IL)
IL
03/22/2006 - 09/19/2007
STERNE, AGEE & LEACH, INC. (CHICAGO IL)
IL
07/11/2005 - 04/03/2006
CABRERA CAPITAL MARKETS, INC. (CHICAGO IL)
NY
11/01/2004 - 04/04/2005
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
04/13/2004 - 11/01/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
IL
12/10/2002 - 04/06/2004
MELVIN SECURITIES, L.L.C. (CHICAGO IL)
MO
07/20/2000 - 10/05/2001
BRIDGE TRADING COMPANY (ST. LOUIS MO)
NY
09/14/1999 - 01/03/2000
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
MO
09/04/1990 - 07/08/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
08/19/1988 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
02/19/1986 - 06/07/1988
BEAR, STEARNS & CO. INC.
BC
Issued 05/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2024
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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