Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Covington Kerwood is a financial professional with over 27 years of experience in the industry. Elizabeth is currently registered with Wells Fargo Clearing Services, LLC as a registered representative and is also registered with the state of North Carolina. Before joining Wells Fargo Clearing Services, LLC, Elizabeth was a registered representative with VANGUARD MARKETING CORPORATION. Elizabeth holds several licenses including Series 6, 7, 24, 26, 63 and 65, as well as the SIE and Series 99TO. Elizabeth's experience and qualifications allow her to provide investment advisory services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/24/2012 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
04/12/1995 - 05/22/2012
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 08/19/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/25/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/11/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Elizabeth Kerwood is the right advisor for you? Invested Better is here to help.
