Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Clifford is a financial advisor with over 20 years of experience in the industry. Elizabeth currently works for Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo Clearing Services, LLC, Elizabeth worked for UBS Financial Services Inc. and PIMCO Investments LLC. Elizabeth is registered to provide investment advice in New York. Elizabeth has passed the Series 65, Series 66, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/02/2022 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NJ
08/17/2015 - 10/04/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/15/2013 - 08/07/2015
PIMCO INVESTMENTS LLC (NEW YORK NY)
IL
05/04/2011 - 01/09/2013
NUVEEN SECURITIES, LLC (CHICAGO IL)
IL
05/25/2005 - 03/18/2010
UBS GLOBAL ASSET MANAGEMENT (US) INC. (CHICAGO IL)
NJ
12/06/2001 - 06/01/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 01/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/09/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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