Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Clark Lynn is an investment advisor representative with UBS Financial Services Inc. Elizabeth has been in the securities industry since August 26, 1995. Elizabeth is registered with FINRA and the state of Texas. Elizabeth is licensed to sell securities in 25 states and is also a registered investment advisor in Texas. Elizabeth has a Series 7, Series 10, Series 9, Series 31, Series 63, and Series 65 license. Elizabeth has been with UBS Financial Services Inc. since December 2016. Prior to joining UBS Financial Services Inc., Elizabeth worked at National Planning Corporation and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
12/19/2016 - Present
UBS Financial Services Inc. (TYLER TX)
MS
02/17/2015 - 11/01/2016
NATIONAL PLANNING CORPORATION (FLOWOOD MS)
MS
06/01/2009 - 04/08/2013
MORGAN STANLEY (RIDGELAND MS)
MS
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGELAND MS)
MS
11/11/2005 - 04/02/2007
MORGAN STANLEY DW INC. (RIDGELAND MS)
MD
02/21/2001 - 11/17/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
02/12/1993 - 08/20/1997
J.C. BRADFORD & CO. (NEW YORK NY)
NY
08/22/1989 - 08/05/1992
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 09/26/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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