Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Jordan is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Elizabeth has been in the financial industry since 1998. She is a registered representative and investment advisor representative. Her primary business location is in Williamsburg, VA, with Merrill Lynch, Pierce, Fenner & Smith Inc. Before joining Merrill Lynch, Pierce, Fenner & Smith Inc., Elizabeth worked at Morgan Stanley. Elizabeth holds Series 7 and Series 66 licenses. Elizabeth has a total of 13 state registrations, including registrations in Colorado, Delaware, District of Columbia, Florida, Georgia, Maryland, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
10/31/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WILLIAMSBURG VA)
VA
02/11/2014 - 11/01/2019
MORGAN STANLEY (WILLIAMSBURG VA)
CT
05/09/2012 - 12/16/2013
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
NY
03/12/2004 - 06/05/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/08/2003 - 09/02/2003
PUTNAM LOVELL NBF SECURITIES INC. (NEW YORK NY)
NY
04/09/1999 - 12/31/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
09/24/1998 - 03/30/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/07/1998 - 08/25/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
BOTH
Issued 11/04/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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