Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Erickson is a financial professional with over 25 years of experience in the industry. Elizabeth is currently registered with Transamerica Retirement Advisors, LLC. Elizabeth specializes in providing financial advice to individuals, businesses, and retirement plans. Previously, Elizabeth was employed at CUNA Brokerage Services, Inc. and UBS Financial Services Inc. Elizabeth holds licenses in Massachusetts and is currently a registered representative with FINRA and a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
08/24/2021 - Present
Transamerica Retirement Advisors, LLC (Westford MA)
IA
06/16/2009 - 11/17/2016
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
CT
06/20/2008 - 06/03/2009
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
NY
05/30/2007 - 05/29/2008
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
NY
02/27/2002 - 08/24/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
05/17/1994 - 10/16/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
03/28/1994 - 04/26/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 06/28/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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