Unclaimed
Elizabeth Carr has over 30 years of experience in the financial services industry. Elizabeth is currently registered with Fidelity Brokerage Services LLC. Previously, Elizabeth was registered with Lincoln Financial Securities Corporation, National Financial Services LLC and Dean Witter Reynolds Inc. Elizabeth holds FINRA Series 4, 7, 24, 53, 63, and SIE licenses. Elizabeth is licensed to provide investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
05/16/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NH
04/06/2010 - 08/10/2011
LINCOLN FINANCIAL SECURITIES CORPORATION (CONCORD NH)
MA
08/24/2006 - 11/21/2008
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
MA
06/16/2004 - 08/24/2006
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
RI
06/18/1997 - 11/20/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
11/17/1989 - 06/21/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
01/16/1987 - 11/19/1987
DEAN WITTER REYNOLDS INC.
NA
01/22/1986 - 08/25/1986
E. F. HUTTON & COMPANY INC
BC
Issued 05/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2011
Series 4 - Registered Options Principal Examination
BC
Issued 09/22/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/27/2010
Series 24 - General Securities Principal Examination
BC
Issued 05/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/04/2024
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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