Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Carini-gallo is a financial advisor with over 10 years of experience in the industry. Elizabeth has held several positions at various firms, including Wunderlich Securities, Inc., Oppenheimer & Co. Inc., and most recently Hightower Securities, LLC. Elizabeth is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. Elizabeth holds the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/27/2022 - Present
Pershing LLC (Oakbrook Terrace IL)
IL
06/09/2016 - 06/06/2022
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
IL
02/11/2013 - 03/22/2016
WUNDERLICH SECURITIES, INC. (CHICAGO IL)
IL
06/27/2012 - 02/19/2013
OPPENHEIMER & CO. INC. (CHICAGO IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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