Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Carey is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Greenwich, Connecticut. Elizabeth has been in the industry since December 2010 and is registered to offer securities and investment advice in 47 states. Elizabeth has a wide range of experience, having previously worked at Morgan Stanley and AGS Specialists II, LLC. Elizabeth holds the Series 66, Series 7 and SIE licenses. Elizabeth has a client base that includes individuals, high-net-worth individuals, corporations and other businesses, charitable organizations, pension and profit-sharing plans, insurance companies, banking or thrift institutions and state or municipal government entities. Elizabeth specializes in portfolio management for individuals and businesses and provides other advisory services such as performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisers, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/17/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
NY
09/23/2017 - 09/24/2018
MORGAN STANLEY (PURCHASE NY)
NY
07/27/2010 - 04/17/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/07/2007 - 07/16/2007
AGS SPECIALISTS II, LLC (NEW YORK NY)
BOTH
Issued 07/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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