Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Leon is a financial advisor with over 25 years of experience in the financial services industry. Elizabeth has been registered with Citigroup Global Markets Inc. since September 2022, and has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, MORA WM Securities, and other firms. Elizabeth is a licensed securities principal and holds a number of industry certifications, including Series 7, 24, 53, 63, and 66. Elizabeth's previous employment experience includes roles at Sanctuary Securities, Inc. and Merrill Lynch. Elizabeth is also a realtor. Elizabeth is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/27/2022 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
04/05/2022 - 07/28/2022
SANCTUARY SECURITIES, INC. (Miami FL)
FL
11/09/2018 - 11/10/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
FL
11/10/2017 - 11/15/2018
MORA WM SECURITIES (MIAMI FL)
FL
11/27/2013 - 09/01/2017
INSIGNEO SECURITIES, LLC (MIAMI FL)
FL
10/26/2012 - 10/11/2013
MORGAN STANLEY (MIAMI FL)
FL
10/26/2009 - 10/25/2012
RBC CAPITAL MARKETS, LLC (MIAMI FL)
FL
04/16/2009 - 07/24/2009
CAPITAL GUARDIAN, LLC (MIAMI FL)
FL
11/29/2006 - 03/23/2009
STANFORD GROUP COMPANY (MIAMI FL)
FL
06/02/2003 - 11/16/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (FT.LAUDERDALE FL)
NY
12/12/2000 - 12/13/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
06/12/1998 - 12/05/2000
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
08/07/1996 - 09/28/1998
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
07/05/1996 - 06/10/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 07/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2008
Series 4 - Registered Options Principal Examination
BC
Issued 12/30/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/02/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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