Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth C. Johnson is a financial advisor with UBS Financial Services Inc. Elizabeth has been in the financial services industry since 2008. Elizabeth is registered with the state of Georgia to provide investment advisory services and is also licensed as a securities agent in several states. Prior to joining UBS Financial Services Inc, Elizabeth worked at JOHN HANCOCK DISTRIBUTORS LLC and H.D. VEST INVESTMENT SERVICES. Elizabeth is a well-rounded professional with a diverse background and experience in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
05/03/2011 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
11/28/2008 - 06/23/2010
JOHN HANCOCK DISTRIBUTORS LLC (ATLANTA GA)
GA
05/06/2008 - 12/09/2008
H.D. VEST INVESTMENT SERVICES (WOODSTOCK GA)
IA
Issued 05/02/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/05/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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