Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Branham Baker has been a registered representative for over 11 years. Elizabeth is currently registered with LPL Financial LLC and has been with them since July 2019. Prior to that, Elizabeth was registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, and MORGAN STANLEY SMITH BARNEY. Elizabeth has a total of 9 state registrations, including South Carolina, Texas, Alabama, Georgia, Massachusetts, New Hampshire, New York, North Carolina, and Ohio. Elizabeth also has 2 Investment Advisor Representative registrations, including South Carolina and Texas. Elizabeth holds the following licenses: Series 66, Series 7, and SIE. Elizabeth has worked in the financial industry since November 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/23/2019 - Present
LPL Financial LLC (CAMDEN SC)
SC
01/13/2011 - 07/25/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CAMDEN SC)
SC
06/01/2009 - 01/21/2011
MORGAN STANLEY SMITH BARNEY (COLUMBIA SC)
SC
11/04/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CAMDEN SC)
BOTH
Issued 02/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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