Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Brainerd Sparks is a financial advisor with Wells Fargo Clearing Services, LLC and has been in the industry since 1983. Elizabeth is registered with FINRA and has a Series 7, 63, and SIE license. She is also registered as an investment advisor representative in the state of Texas. Elizabeth has experience working with pension and profit sharing plans, individuals, corporations, and charitable organizations. Elizabeth has previously worked with Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Elizabeth currently resides in Frisco, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/26/2010 - Present
Wells Fargo Clearing Services, LLC (FRISCO TX)
TX
06/01/2009 - 04/14/2010
MORGAN STANLEY SMITH BARNEY (PLANO TX)
TX
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/20/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 08/31/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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