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Elizabeth Bradford Harper

Barclays Capital Inc.

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About Elizabeth Bradford Harper

Elizabeth Harper is a financial professional with over 10 years of experience in the industry. Elizabeth is currently a Registered Representative at Barclays Capital Inc., a leading global financial services firm. Before joining Barclays Capital Inc., Elizabeth has previously worked at Sandler, O'Neill & Partners, L.P., Jefferies & Company, Inc., Lehman Brothers Inc., and Nomura Securities International, Inc. Elizabeth is a Series 7, Series 63, Series 24, and SIE licensed individual.

Firm Information

Elizabeth Harper is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Harper’s Registration & Firm History

IL

01/06/2020 - Present

Barclays Capital Inc. (CHICAGO IL)

IL

01/28/2016 - 01/02/2020

SANDLER, O'NEILL & PARTNERS, L.P. (CHICAGO IL)

IL

06/10/2009 - 12/06/2011

JEFFERIES & COMPANY, INC. (CHICAGO IL)

IL

09/22/2008 - 03/20/2009

BARCLAYS CAPITAL INC. (CHICAGO IL)

IL

09/06/2006 - 09/22/2008

LEHMAN BROTHERS INC. (CHICAGO IL)

IL

01/06/2005 - 08/31/2006

NOMURA SECURITIES INTERNATIONAL, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 02/04/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/26/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Elizabeth Bradford Harper.
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