Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Zuniga is a financial advisor with over 20 years of experience in the industry. Elizabeth currently works at UBS Financial Services Inc. Elizabeth is a registered representative in several states, including California, North Carolina, Texas, and Vermont. Elizabeth is also a registered investment advisor. She specializes in several areas including portfolio management, financial planning, and educational seminars. Elizabeth has a strong track record of success in helping clients achieve their financial goals. She is committed to providing her clients with personalized advice and exceptional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
07/05/2024 - Present
UBS Financial Services Inc. (HOUSTON TX)
CA
12/08/2005 - 01/01/2010
UBS INTERNATIONAL INC. (SAN DIEGO CA)
FL
10/01/2000 - 11/29/2005
WACHOVIA SECURITIES, LLC (MIAMI FL)
NC
09/28/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
FL
01/24/2000 - 09/29/2000
INVESTORS ST. (MIAMI FL)
FL
04/06/1999 - 02/24/2000
R.K. GRACE & CO. (MIAMI FL)
IA
Issued 09/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/05/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/30/1999
Series 4 - Registered Options Principal Examination
BC
Issued 06/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2006
Series 3 - National Commodity Futures Examination
BC
Issued 04/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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