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Elizabeth Barnett Sims

Herbert J. Sims Capital Management, Inc.

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About Elizabeth Barnett Sims

Elizabeth Sims is an Asset Management Strategist for Herbert J. Sims Capital Management, a SEC registered investment advisor. Elizabeth is responsible for overall proprietary portfolios and models and conducts due diligence on 3rd party managers. Elizabeth joined Herbert J. Sims Capital Management in January 2017 and spends approximately 45% of her time on Herbert J. Sims Capital Management business.

Firm Information

Elizabeth Sims is currently registered with Herbert J. Sims Capital Management, Inc.. Herbert J. Sims Capital Management, Inc. is an investment advisor based in Fairfield, Connecticut. The firm provides portfolio management for individuals and businesses, as well as selection of other advisors. They manage over $146 million in assets for 333 clients, including high-net-worth individuals, charitable organizations, corporations, and individuals. They also participate in wrap fee programs.
Herbert J. Sims Capital Management, Inc.

2150 POST ROAD

FAIRFIELD, CT 06824

$146.68M

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Elizabeth Sims’s Registration & Firm History

TX

01/31/2024 - Present

Herbert J. Sims Capital Management, Inc. (AUSTIN TX)

NY

03/13/2007 - 12/04/2007

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/26/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2016

Series 7 - General Securities Representative Examination

BC

Issued 02/11/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 02/09/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Barnett Sims.
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