Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Mason is an Investment Advisor Representative at UBS Financial Services Inc. Elizabeth has been in the financial services industry since July 1992. Elizabeth has registrations in Broker-Dealer and Investment Advisor capacities in 37 states. Elizabeth's offices are located at 5 REVERE DRIVE, 1 NORTHBROOK PLACE, NORTHBROOK, IL 60062. Elizabeth is a registered representative of UBS Financial Services Inc. Elizabeth's prior employers include MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Elizabeth has passed several industry examinations including: Series 7, Series 63, Series 66 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
11/03/2017 - Present
UBS Financial Services Inc. (NORTHBROOK IL)
IL
04/06/1998 - 11/07/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORTHBROOK IL)
NY
02/24/1987 - 11/18/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/04/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Elizabeth Mason is the right advisor for you? Invested Better is here to help.
