Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Smart is an Investment Advisor Representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Elizabeth has been in the financial services industry for over 10 years and has a strong background in providing investment advice. Elizabeth is registered with the Securities and Exchange Commission and has a Series 66 license. Elizabeth specializes in providing financial planning, portfolio management, and retirement planning services to individuals, businesses, and institutions. Elizabeth is passionate about helping clients achieve their financial goals and believes in providing personalized service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
04/20/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LEAWOOD KS)
BOTH
Issued 12/07/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/08/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 06/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/20/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Elizabeth Smart is the right advisor for you? Invested Better is here to help.
