Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Arndt is a financial professional with over 30 years of experience in the financial services industry. She is currently registered with Equitable Advisors, LLC and has been with the firm since May 2020. Elizabeth has previously held positions at several other firms, including Sagepoint Financial, Inc., Arque Capital, Ltd., Scottsdale Capital Advisors Corp, Meridian United Capital, LLC, Chase Investment Services Corp., LPL Financial Corporation, UVEST Financial Services Group, Inc., Compass Brokerage, Inc., Essex National Securities, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Morgan Stanley DW Inc., Wheat, First Securities, Inc., Prudential Securities Incorporated, NYLIFE Securities Inc., Investacorp, Inc., Southmark Financial Services, Inc., and Prudential-Bache Securities Inc. Elizabeth holds a Series 63, Series 65, Series 7, Series 3, Series 4, Series 8, Series 9, Series 10, Series 24, Series 52TO, and Series 53 license. Elizabeth specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
05/07/2020 - Present
Equitable Advisors, LLC (SCOTTSDALE AZ)
AZ
12/15/2016 - 04/24/2020
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
06/08/2015 - 12/15/2016
ARQUE CAPITAL, LTD. (SCOTTSDALE AZ)
AZ
08/15/2011 - 06/05/2015
SCOTTSDALE CAPITAL ADVISORS CORP (SCOTTSDALE AZ)
AZ
04/13/2009 - 08/12/2011
MERIDIAN UNITED CAPITAL, LLC (SCOTTSDALE AZ)
AZ
11/14/2008 - 04/03/2009
CHASE INVESTMENT SERVICES CORP. (SCOTTSDALE AZ)
AZ
10/09/2007 - 09/18/2008
LPL FINANCIAL CORPORATION (SCOTTSDALE AZ)
AZ
03/11/2004 - 10/09/2007
UVEST FINANCIAL SERVICES GROUP, INC. (PHOENIX AZ)
AL
12/18/2002 - 03/02/2004
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
CA
06/19/2002 - 12/09/2002
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MA
11/21/2001 - 06/04/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/21/2001 - 06/04/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
03/27/1997 - 11/01/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NC
08/21/1995 - 02/18/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
06/24/1994 - 06/28/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/07/1994 - 07/07/1994
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
05/18/1990 - 03/11/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/18/1990 - 03/11/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
FL
01/23/1989 - 04/24/1990
INVESTACORP, INC. (MIAMI FL)
NA
06/13/1988 - 09/06/1988
SOUTHMARK FINANCIAL SERVICES, INC.
NA
05/25/1988 - 06/22/1988
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 06/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/28/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/23/2012
Series 4 - Registered Options Principal Examination
BC
Issued 03/30/2002
Series 24 - General Securities Principal Examination
BC
Issued 05/30/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1994
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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