Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Worsnop is a financial advisor with UBS Financial Services Inc. in Houston, Texas. Elizabeth Worsnop has been a registered representative since July 1995 and has experience in providing financial advice to clients. Elizabeth Worsnop is registered with the state of Texas as a broker-dealer and investment advisor. Elizabeth Worsnop has worked in the financial industry for over 25 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
04/29/2020 - Present
UBS Financial Services Inc. (Houston TX)
TX
07/31/2008 - 10/29/2019
WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)
TX
03/27/2008 - 07/02/2008
RAYMOND JAMES & ASSOCIATES, INC. (HOUSTON TX)
TX
12/04/2003 - 03/28/2008
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
IL
03/07/2003 - 12/09/2003
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TN
09/17/2001 - 03/20/2003
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NJ
05/22/1996 - 09/18/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NJ
07/26/1995 - 04/15/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 11/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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