Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Newman is a registered representative and investment advisor representative with Valic Financial Advisors, Inc. Elizabeth has been in the financial services industry since 1984. Elizabeth is registered in several states, including Florida, Maryland, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Virginia, and Washington. Elizabeth has a variety of licenses and registrations, including Series 7, 15, 24, 55, 63, and 66. Elizabeth has also completed the SIE exam. In addition to her work with Valic Financial Advisors, Inc. Elizabeth is also an agent with AGIA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
10/17/2019 - Present
Valic Financial Advisors, Inc. (MOUNT LAUREL NJ)
NJ
02/19/2013 - 05/02/2013
AEGIS CAPITAL CORP. (HOLMDEL NJ)
NJ
06/21/2012 - 02/25/2013
MORGAN STANLEY (SHREWSBURY NJ)
NJ
09/06/2011 - 11/18/2011
MORGAN STANLEY SMITH BARNEY (RED BANK NJ)
NY
02/14/2011 - 08/01/2011
DME SECURITIES, LLC (NEW YORK NY)
NY
06/15/2007 - 05/28/2009
ALBERT FRIED & COMPANY, LLC (NEW YORK NY)
NY
01/01/1989 - 07/19/2007
LABRANCHE FINANCIAL SERVICES, LLC (NEW YORK NY)
NA
06/07/1983 - 12/05/1988
JANNEY MONTGOMERY SCOTT INC.
NA
03/16/1982 - 05/31/1983
A. G. BECKER INCORPORATED
NA
12/11/1981 - 03/18/1982
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BOTH
Issued 03/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2006
Series 14 - Compliance Officer Examination
BC
Issued 05/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/06/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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