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Elizabeth Anne Morgan

Citizens JMP Securities, LLC

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About Elizabeth Anne Morgan

Elizabeth Anne Morgan is a financial advisor with Citizens JMP Securities, LLC, a firm that is active in the Broker-Dealer (BC) space. Elizabeth Anne Morgan's career in the financial industry began in 1999 and is a veteran with more than 20 years of experience. Elizabeth Anne Morgan holds the Series 63, Series 65, SIE, and Series 7 licenses. Elizabeth Anne Morgan is currently registered in Pennsylvania. Elizabeth Anne Morgan has previously worked for firms such as CITIZENS CAPITAL MARKETS, MBSC SECURITIES CORPORATION, PNC CAPITAL MARKETS LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, QUICK & REILLY, INC., DEUTSCHE BANC ALEX. BROWN INC., DB ALEX. BROWN LLC, ALEX. BROWN & SONS INCORPORATED, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY.

Firm Information

Elizabeth Morgan is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Morgan’s Registration & Firm History

PA

08/01/2023 - Present

Citizens JMP Securities, LLC (Philadelphia PA)

PA

04/03/2019 - 08/01/2023

CITIZENS CAPITAL MARKETS (Philadelphia PA)

PA

11/02/2011 - 07/28/2017

MBSC SECURITIES CORPORATION (PHILADELPHIA PA)

PA

06/13/2005 - 12/31/2008

PNC CAPITAL MARKETS LLC (PITTSBURGH PA)

NY

11/06/2003 - 01/05/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

11/18/2002 - 11/14/2003

QUICK & REILLY, INC. (NEW YORK NY)

NY

01/13/2001 - 02/20/2002

DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)

MD

09/01/1997 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

NA

06/21/1995 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

MN

11/11/1993 - 07/03/1995

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

11/11/1993 - 07/03/1995

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 01/13/2012

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/14/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/28/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Anne Morgan.
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