Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Mingle is a financial professional with over 20 years of experience in the industry. Elizabeth has a strong track record of success in the financial services industry. She is currently registered with John Hancock Investment Management Distributors LLC. Previous employers include John Hancock Distributors LLC, State Street Global Markets, LLC, Morgan Stanley DW Inc., and Lehman Brothers Inc. Elizabeth holds a Series 7, Series 31, and Series 7TO licenses, and is licensed in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/12/2021 - Present
John Hancock Investment Management Distributors LLC (BOSTON MA)
MA
10/12/2021 - 12/04/2023
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
03/25/2004 - 12/09/2005
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
NY
04/14/2003 - 03/08/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/22/2001 - 12/04/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/05/2000 - 08/23/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/13/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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