Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Mahr is a financial advisor at UBS Financial Services Inc., located in Stamford, CT. Elizabeth has been in the financial industry since July 2000. Elizabeth has a wide range of experience in the financial services industry, including working with individual investors, high-net-worth clients, corporations, and institutions. Elizabeth holds the Series 3, 7, 63, 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
12/03/2015 - Present
UBS Financial Services Inc. (STAMFORD CT)
CT
06/28/2006 - 11/06/2015
OPPENHEIMER & CO. INC. (STAMFORD CT)
PA
06/22/2001 - 02/19/2003
BNP PARIBAS BROKERAGE SERVICES, INC. (KING OF PRUSSIA PA)
NY
02/16/2001 - 06/28/2001
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
PA
02/03/1997 - 04/09/2001
BNP PARIBAS BROKERAGE SERVICES, INC. (KING OF PRUSSIA PA)
IA
Issued 02/12/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2002
Series 3 - National Commodity Futures Examination
BC
Issued 02/19/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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