Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Legacy is a financial advisor with Realta Investment Advisors, Inc. Elizabeth has been in the financial services industry since 2002. Elizabeth is registered with the state of California and has a Series 7, Series 24, Series 52TO and Series 53 licenses. Elizabeth is experienced in financial planning, portfolio management, and pension consulting. Elizabeth is also active in the community and is a volunteer for several charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/01/2024 - Present
Realta Investment Advisors, Inc. (SAN DIEGO CA)
CA
06/01/2023 - 06/24/2024
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
06/01/2023 - 06/24/2024
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
OR
02/25/2020 - 05/22/2023
M FINANCIAL SECURITIES MARKETING, INC. (PORTLAND OR)
OR
01/03/2020 - 05/22/2023
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
CA
10/10/2011 - 01/06/2020
COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)
NC
09/14/2009 - 02/03/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
02/27/2006 - 02/03/2011
LPL FINANCIAL LLC (SAN DIEGO CA)
MN
04/08/2004 - 03/03/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
04/08/2004 - 03/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CA
12/19/2003 - 03/31/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
06/28/2002 - 10/21/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/28/2002 - 10/21/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
05/03/2001 - 04/05/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/03/2001 - 04/05/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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