Unclaimed
Elizabeth Hartnett is a financial advisor who has been working in the industry since 2001. Currently, Elizabeth is registered with Galaxy Digital Partners LLC in New York, New York and has been with them since October 2021. Previously, Elizabeth was employed with Xtellus Capital Partners, Inc., Deutsche Bank Securities Inc., HSBC Securities (USA) Inc., Brown Brothers Harriman & Co., Kaufman Bros., L.P. and Secured Capital Corp. Elizabeth holds the Series 7 and Series 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/07/2021 - Present
Galaxy Digital Partners LLC (New York NY)
NY
09/18/2015 - 04/09/2021
XTELLUS CAPITAL PARTNERS, INC. (NEW YORK NY)
NY
09/03/2008 - 09/15/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/19/2005 - 08/13/2008
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
10/15/2003 - 09/12/2005
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
NY
06/04/2002 - 10/13/2003
KAUFMAN BROS., L.P. (NEW YORK NY)
NY
03/09/2000 - 07/09/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CA
08/25/1999 - 02/10/2000
SECURED CAPITAL CORP (LOS ANGELES CA)
BC
Issued 08/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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