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Elizabeth Ann Rooney

THE Leaders Group, Inc.

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About Elizabeth Ann Rooney

Elizabeth Rooney is a financial advisor with The Leaders Group, Inc. Elizabeth has been in the financial services industry since 2012. Elizabeth is registered with FINRA and the state of Colorado. Elizabeth holds the Series 7, Series 24, Series 63, and SIE licenses. Elizabeth has a previous affiliation with Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services, Inc. Elizabeth is a financial advisor who is dedicated to helping her clients achieve their financial goals.

Firm Information

Elizabeth Rooney is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Rooney’s Registration & Firm History

CO

10/21/2021 - Present

THE Leaders Group, Inc. (LITTLETON CO)

RI

04/05/1999 - 04/10/2003

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

03/13/1997 - 12/31/1998

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

RI

10/29/1993 - 03/13/1997

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

04/23/1993 - 10/22/1993

WINSLOW EVANS CROCKER INC (BOSTON MA)

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Licenses & Designations

BC

Issued 11/11/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/16/1993

Series 24 - General Securities Principal Examination

BC

Issued 10/21/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/14/2021

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Ann Rooney.
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