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Elizabeth Ann Ragosta

Franklin Distributors, LLC

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About Elizabeth Ann Ragosta

Elizabeth Ragosta is a registered representative with Franklin Distributors, LLC. Elizabeth has been in the securities industry since December 10, 2004. Elizabeth is registered with the following securities regulators: FINRA, and the states of California, Connecticut, District of Columbia, Florida, Illinois, Indiana, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, New Jersey, New York, Ohio, Pennsylvania, Virginia, West Virginia, and Wisconsin. Elizabeth holds the following securities licenses: Series 3, Series 7, Series 24, Series 57TO, and Series 63. Elizabeth was previously employed by FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. and GOLDMAN SACHS & CO. LLC.

Firm Information

Elizabeth Ragosta is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Ragosta’s Registration & Firm History

NY

06/25/2021 - Present

Franklin Distributors, LLC (New York NY)

NY

06/21/2018 - 11/16/2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (NEW YORK NY)

NY

12/08/2004 - 06/18/2018

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/11/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/12/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2018

Series 3 - National Commodity Futures Examination

BC

Issued 12/07/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Ann Ragosta.
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