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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Ann Newman is a financial advisor with over 20 years of experience in the industry. Elizabeth Ann is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and is also a registered investment advisor in Maryland. She has held previous roles with JANNEY MONTGOMERY SCOTT LLC, ESSEX NATIONAL SECURITIES, INC., and WAYPOINT BROKERAGE SERVICES. Elizabeth Ann's areas of specialization include investment management, financial planning, and retirement planning. She holds Series 6, 7, 9, 10, 24, 31, 51, 63 and 65 licenses. Elizabeth Ann is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/11/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Hunt Valley MD)
MD
02/24/2005 - 01/20/2016
JANNEY MONTGOMERY SCOTT LLC (BEL AIR MD)
CA
09/20/2004 - 02/11/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
PA
01/14/2003 - 08/31/2004
WAYPOINT BROKERAGE SERVICES (YORK PA)
CA
04/05/2001 - 05/06/2002
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
PA
01/23/2001 - 04/02/2001
FIRST CAPITAL BROKERAGE SERVICES, INC. (YORK PA)
IA
Issued 12/19/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/16/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/08/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 10/14/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/22/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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