Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Knott is a financial advisor at LPL Financial LLC, with over 7 years of experience in the industry. Elizabeth has held various roles in the financial services industry, including positions at Raymond James & Associates, Inc. and Wells Fargo Clearing Services, LLC. Elizabeth is registered with the state of Colorado and California, and holds FINRA Series 7, 9, 10, 66, and 99 licenses. Elizabeth also holds a state exam for the Uniform Combined State Law Examination. Elizabeth has a track record of helping clients meet their financial goals. Elizabeth specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/18/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
CO
10/12/2021 - 06/29/2023
RAYMOND JAMES & ASSOCIATES, INC. (DENVER CO)
CO
04/08/2016 - 10/12/2021
WELLS FARGO CLEARING SERVICES, LLC (DENVER CO)
BOTH
Issued 08/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/24/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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