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Elizabeth Ann Keenan

THE Leaders Group, Inc.

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About Elizabeth Ann Keenan

Elizabeth Keenan is a financial professional with experience in the financial industry. Elizabeth has been registered with FINRA since 2015 and has held various positions, including a role at Innovation Partners LLC in Charlotte, NC, and is currently associated with The Leaders Group, Inc. in Littleton, CO. Her professional experience includes working with clients on their investment needs and providing financial advice. Elizabeth holds a Series 6 license, which allows her to sell mutual funds and variable contracts.

Firm Information

Elizabeth Keenan is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Keenan’s Registration & Firm History

CO

05/19/2016 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NC

04/21/2015 - 06/21/2016

INNOVATION PARTNERS LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 05/28/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Elizabeth Ann Keenan. Review regulatory record here.
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