Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Ann Gidge is a financial advisor who has been active in the industry since 1999. Elizabeth is currently registered with Wealthpenn.comllc. Previously, Elizabeth has worked with a number of other firms including WBB Securities, LLC, Citigroup Global Markets Inc., David Lerner Associates, Inc., NatWest Investor Services Corporation, Smith Barney Inc., Lehman Brothers Inc., and Smith Barney, Harris Upham & Co., Incorporated. Elizabeth holds licenses for Series 63, Series 65, Series 66, and Series 7, and has also earned the SIE designation. Elizabeth has worked with clients in a variety of sectors including individuals, corporations, investment companies, and charitable organizations. Elizabeth is currently licensed in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Iowa, Kansas, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/10/2020 - Present
Wealthpenn.comllc (Jericho NY)
NY
07/29/2010 - 02/04/2011
WBB SECURITIES, LLC (EAST NORTHPORT NY)
NY
04/18/2007 - 08/06/2008
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
06/29/1995 - 06/20/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/10/1994 - 02/10/1995
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NY
07/07/1994 - 10/11/1994
NATWEST INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
07/31/1993 - 06/27/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
10/16/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/22/1989 - 09/10/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 3/16/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 8/3/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/9/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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