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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth French is a financial advisor with UBS Financial Services Inc. based in Phoenix, Arizona. Elizabeth has been in the financial services industry since 1994. Elizabeth is a licensed investment advisor representative and holds Series 7 and Series 63 licenses. She has worked at UBS since 2013. Prior to joining UBS, Elizabeth worked at MORGAN STANLEY and CITIGROUP GLOBAL MARKETS INC. Elizabeth specializes in working with individuals, businesses, and institutions. Her services include financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
04/10/2013 - Present
UBS Financial Services Inc. (PHOENIX AZ)
AZ
06/01/2009 - 04/23/2013
MORGAN STANLEY (PHOENIX AZ)
AZ
04/09/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PHOENIX AZ)
NY
11/07/1995 - 11/09/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/19/1994 - 03/24/1995
H.J. MEYERS & CO., INC. (ROCHESTER NY)
IL
04/20/1993 - 05/23/1994
RODMAN & RENSHAW INC. (CHICAGO IL)
NA
12/03/1990 - 06/11/1991
J. W. GANT & ASSOCIATES, INC.
IA
Issued 12/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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