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Elizabeth Ann Esposito

Dash Financial Technologies LLC

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About Elizabeth Ann Esposito

Elizabeth Esposito is a financial advisor who has been in the industry since 2004. She is currently registered with Dash Financial Technologies LLC in Illinois. Elizabeth Esposito holds the following licenses: Series 7, Series 63, Series 57TO and the SIE exam. Elizabeth Esposito previously worked at Convergex Execution Solutions LLC and Associated Options, Inc. In the past, Elizabeth Esposito was registered with Goldman, Sachs & Co.

Firm Information

Elizabeth Esposito is currently registered with Dash Financial Technologies LLC. Dash Financial Technologies LLC is a Limited Liability Company formed in December 2001. The firm is registered with the SEC and in 26 states.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Esposito’s Registration & Firm History

IL

03/01/2017 - Present

Dash Financial Technologies LLC (Chicago IL)

IL

12/01/2015 - 03/01/2017

CONVERGEX EXECUTION SOLUTIONS LLC (Chicago IL)

IL

02/14/2011 - 11/30/2015

ASSOCIATED OPTIONS, INC. (CHICAGO IL)

NY

11/04/2004 - 02/22/2011

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/07/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Elizabeth Ann Esposito.
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