Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Cunningham is a financial advisor with over 20 years of experience in the industry. Elizabeth is currently registered with Principal Securities, Inc., and holds Series 7, Series 66, and SIE licenses. Elizabeth specializes in financial planning, portfolio management, and pension consulting. Elizabeth has a proven track record of success in helping clients achieve their financial goals. Elizabeth is dedicated to providing her clients with personalized service and advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
04/22/2024 - Present
Principal Securities, Inc. (Charlotte NC)
TN
01/06/2022 - 11/28/2022
PFS INVESTMENTS INC. (KNOXVILLE TN)
MA
08/27/2014 - 01/03/2020
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
GA
01/02/2014 - 05/01/2014
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
05/24/2012 - 03/28/2013
MORGAN STANLEY (ATLANTA GA)
NJ
09/25/2003 - 08/20/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MA
01/14/2000 - 09/12/2003
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
TX
11/13/1998 - 04/30/1999
A I M DISTRIBUTORS, INC. (HOUSTON TX)
GA
03/04/1998 - 04/07/1998
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
TX
01/12/1995 - 03/25/1996
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
NA
10/16/1991 - 01/12/1995
AMERICAN CAPITAL MARKETING, INC.
NY
01/21/1987 - 09/23/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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