Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Carey is a financial professional with over 30 years of experience in the financial services industry. Elizabeth is currently registered with Foreside Fund Services, LLC. Previously, Elizabeth was registered with Locorr Distributors, LLC, Fred Alger & Company, LLC, Evergreen Investment Services, Inc., DWS Scudder Distributors, Inc., Liberty Funds Distributor, Inc., Colonial Investment Services, and Colonial Investment Services, Inc.. Elizabeth holds a Series 6, 7, 24, 26, 63 and SIE license. Elizabeth is registered to conduct business in all 50 states, plus the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/08/2024 - Present
Foreside Fund Services, LLC (New York NY)
MN
04/05/2022 - 11/02/2023
LOCORR DISTRIBUTORS, LLC (EXCELSIOR MN)
NY
08/07/2008 - 04/05/2022
FRED ALGER & COMPANY, LLC (NEW YORK NY)
MA
12/03/2007 - 07/23/2008
EVERGREEN INVESTMENT SERVICES, INC. (BOSTON MA)
NY
08/21/2002 - 11/30/2007
DWS SCUDDER DISTRIBUTORS, INC. (NEW YORK NY)
MA
03/01/1995 - 03/27/2002
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NA
02/02/1990 - 03/01/1995
COLONIAL INVESTMENT SERVICES
NA
11/04/1986 - 02/02/1990
COLONIAL INVESTMENT SERVICES, INC.
BC
Issued 11/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/20/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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