Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Allen is a financial advisor with over 25 years of experience in the financial services industry. Elizabeth is currently registered with Stifel, Nicolaus & Company, Inc. and has held previous positions at firms such as B. C. Ziegler and Company, Ameriprise Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc. and Waterhouse Securities, Inc. Elizabeth's expertise includes financial planning, portfolio management, pension consulting and educational seminars. Elizabeth is registered to offer investment advisory services in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/02/2018 - Present
Stifel, Nicolaus & Company, Inc. (Heathrow FL)
FL
12/12/2016 - 03/16/2018
B. C. ZIEGLER AND COMPANY (Heathrow FL)
FL
02/11/2009 - 12/13/2016
AMERIPRISE FINANCIAL SERVICES, INC. (ORLANDO FL)
FL
04/20/2006 - 02/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HEATHROW FL)
TX
08/03/1998 - 02/24/2006
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
10/29/1996 - 07/07/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
IA
Issued 01/07/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/11/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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